Reporting to the Supervisor

PERIODIC REPORT Reference regulations Monthly Quarterly Semi-annual Annual

Balance of payments and international investment position

Com. 50/SGOIC

OIC-ALTERN Com.49/SGOIC (ter)

     
OIC-CART Com.49/SGOIC (ter)

     
OIC-DER Com.49/SGOIC (ter)

     
OIC-DPAT Com.49/SGOIC (ter)

     
OIC-EXPOSTOT Com.49/SGOIC (ter)

     
OIC-LIQ Com.49/SGOIC (ter)

     
OIC-VL Com.49/SGOIC (ter)

     
OIC-VPAT Com.49/SGOIC (ter)

     
OIC-PART Com.49/SGOIC (ter)

     
OIC-COM Com.49/SGOIC (ter)

     
OIC-RÀTIOS Com.49/SGOIC (ter)

     
OIC-B Com.49/SGOIC (ter)
 

   
OIC-CO Com.49/SGOIC (ter)
 

   
OIC-PIG Com.49/SGOIC (ter)
 

   
OIC-BAUD Com.49/SGOIC (ter)
     

OIC-COAUD Com.49/SGOIC (ter)
     

OIC-PIGAUD Com.49/SGOIC (ter)      

OIC-BENEF Com.49/SGOIC (ter)
     

OIC-SD Com.49/SGOIC (ter)
 *    
OIC-SDDE Com.49/SGOIC (ter)
 *    
FC0101v2 Com. 4/2020-SF ter  

   
FC0102v2 Com. 4/2020-SF ter
 

   
FC0103v2 Com. 4/2020-SF ter
 

   
FC02 Com. 4/2020-SF ter
 

FC03 Com. 4/2020-SF ter
 

FI0101v2 Com. 4/2020-SF ter
 

FI0102v2 Com. 4/2020-SF ter
 

FI0103v2 Com. 4/2020-SF ter
 

FI02 Com. 4/2020-SF ter
 

FI03 Com. 4/2020-SF ter
 

   
FC0101v2AUD Com. 4/2020-SF ter
     

FC0102v2AUD Com. 4/2020-SF ter
     

FC0103v2AUD Com. 4/2020-SF ter
     

FC02AUD Com. 4/2020-SF ter
     

FC03AUD Com. 4/2020-SF ter
     

FI0101v2AUD Com. 4/2020-SF ter
     

FI0102v2AUD Com. 4/2020-SF ter
     

FI0103v2AUD Com. 4/2020-SF ter
     

FI02AUD Com. 4-2020-SF-ter      

FI03AUD Com. 4/2020-SF ter
     

RPM Com. 4/2020-SF ter
 

 
BENEF Com. 4/2020-SF ter
 

PERSONAL Com. 4/2020-SF ter
 

GESTCART Com. 4/2020-SF ter
 

GDIC Com. 4/2020-SF ter
 

DIPGDIC Com. 4/2020-SF ter
 

ASSESS Com. 4/2020-SF ter
 

SERVEIS Com. 4/2020-SF ter
 

ASSEG Com. 4/2020-SF ter
     

INCENTIUS Com. 4/2020-SF ter
     

PERFIL Com. 4/2020-SF ter
     

RECLAM Com. 4/2020-SF ter
     

SOSP Com. 4/2020-SF ter
     

ESTAD-1 Com.49/SGOIC (ter)

ESTAD-2 Com.49/SGOIC (ter)

PART Com. 1/2019-SF

CAD PART Com. 1/2019-SF

ACC Com. 1/2019-SF

CAD Com. 2/2019-SF

Organisational chart Com. 5-SGOIC      

Supplementary audit report Com. 27-SGOIC      

Audited annual financial statements of supervised entities (individual and consolidated basis) Com. 4/2020-SF ter      

Audited annual financial statements of all the subsidiaries (individual and consolidated basis) Com. 4/2020-SF ter

Audited annual financial statements of OIC Com. 41-SGOIC

Money Laundering Report Com. 13-SGOIC      

Principle of relative importance Com. 9-SGOIC      

Quarterly CIS reports Llei 10/2008  

   
Auditor's annual report on Customer asset protection Com. 7/2020-SF

    

 

OTHER REPORTS Reference regulations Monthly Quarterly Semi-annual Annual
Fees Com. 35-SGOIC *    

Professional liability insurance

Com 4/2020-SF ter

(ASSEG document complement)

**

* Reporting performed recurrently without predifined periodicity 

** Reporting carried out in the event of having taken out a professional liability insurance

(provide a copy of the payment premiums for the insurance and the insurance policy conditions)

 

GUARANTEE SCHEMES: SAGI Reference regulations Monthly Quarterly Semi-annual Annual
Càlcul anual de la base de cobertura Com. 1/2019 CGSAGII  

CYBERSECURITY Reference regulations Doc Name Monthly Quarterly Semi-annual Annual

Self-assessment of network and information systems security

Com. 8/2023-SF Cybersecurity self-assessment form