Reporting to the Supervisor

PERIODIC REPORTING Reference regulations Monthly Quarterly Semi-annual Annually
FC0101v2 Com. 4/2020-SF  

   
FC0102v2 Com. 4/2020-SF  

   
FC0103v2 Com. 4/2020-SF  

   
FC02 Com. 4/2020-SF  

FC03 Com. 4/2020-SF  

FI0101v2 Com. 4/2020-SF  

FI0102v2 Com. 4/2020-SF  

FI0103v2 Com. 4/2020-SF  

FI02 Com. 4/2020-SF  

FI03 Com. 4/2020-SF  

   
FC0101v2AUD Com. 4/2020-SF      

FC0102v2AUD Com. 4/2020-SF      

FC0103v2AUD Com. 4/2020-SF      

FC02AUD Com. 4/2020-SF      

FC03AUD Com. 4/2020-SF      

FI0101v2AUD Com. 4/2020-SF      

FI0102v2AUD Com. 4/2020-SF      

FI0103v2AUD Com. 4/2020-SF      

FI02AUD Com. 4/2020-SF      

FI03AUD Com. 4/2020-SF      

CA1 Com. 4/2020-SF  

CA2 Com. 4/2020-SF  

CA3 Com. 4/2020-SF  

BENEF Com. 4/2020-SF  

PERSONAL Com. 4/2020-SF  

GESTCART Com. 4/2020-SF  

GDIC Com. 4/2020-SF  

DIPGDIC Com. 4/2020-SF  

INTERIM Com. 4/2020-SF  

ASSESS Com. 4/2020-SF  

SERVEIS Com. 4/2020-SF  

ASSEG Com. 4/2020-SF      

INCENTIUS Com. 4/2020-SF      

PERFIL Com. 4/2020-SF      

RECLAM Com. 4/2020-SF      

SOSP Com. 4/2020-SF      

ESTAD-1 Com. 36-SGOIC

ESTAD-2 Com. 36-SGOIC

PART Com. 1/2019-SF

CAD PART Com. 1/2019-SF

ACC Com. 1/2019-SF

CAD Com. 2/2019-SF

Audited annual financial statements of supervised entities (individual and consolidated basis) Com. 4/2020-SF

Audited annual financial statements of all the subsidiaries (individual and consolidated basis) Com. 4/2020-SF

Organisational chart Com. 5-EFI-SFI

Long form report Com. 19-EFI-SFI

AML/CFT Independent Expert Audit Com. 13-EFI-SFI

Principle of relative importance Com. 9-EFI-SFI

Report on Internal Capital Adequacy Assessment Processes (ICAAP) Llei 35/2018

Auditor's annual report on customer asset protection

Com. 7/2020-SF

 

OTHER REPORTS Reference regulations Monthly Quarterly Semi-annual Annual
Fees Com. 27-EFI-SFI *    

* Reporting performed recurrently without predifined periodicity

 

GURANTEE SCHEMES: SAGI Reference regulations Monthly Quarterly Semi-annual Annual
Annual calculation of the coverage base Com. 1/2019 CGSAGII  

PERIODIC REPORTING Reference regulations Monthly Quarterly Semi-annual Annually
FC0101v2 Com. 4/2020-SF  

   
FC0102v2 Com. 4/2020-SF  

   
FC0103v2 Com. 4/2020-SF  

   
FC02 Com. 4/2020-SF  

FC03 Com. 4/2020-SF  

FI0101v2 Com. 4/2020-SF  

FI0102v2 Com. 4/2020-SF  

FI0103v2 Com. 4/2020-SF  

FI02 Com. 4/2020-SF  

FI03 Com. 4/2020-SF  

   
FC0101v2AUD Com. 4/2020-SF      

FC0102v2AUD Com. 4/2020-SF      

FC0103v2AUD Com. 4/2020-SF      

FC02AUD Com. 4/2020-SF      

FC03AUD Com. 4/2020-SF      

FI0101v2AUD Com. 4/2020-SF      

FI0102v2AUD Com. 4/2020-SF      

FI0103v2AUD Com. 4/2020-SF      

FI02AUD Com. 4/2020-SF      

FI03AUD Com. 4/2020-SF      

CA1 Com. 4/2020-SF  

*

CA2 Com. 4/2020-SF  

*

CA3 Com. 4/2020-SF  

*

BENEF Com. 4/2020-SF  

PERSONAL Com. 4/2020-SF  

GESTCART Com. 4/2020-SF  

GDIC Com. 4/2020-SF  

DIPGDIC Com. 4/2020-SF  

INTERIM Com. 4/2020-SF  

ASSESS Com. 4/2020-SF  

SERVEIS Com. 4/2020-SF  

ASSEG Com. 4/2020-SF      

INCENTIUS Com. 4/2020-SF      

PERFIL Com. 4/2020-SF      

RECLAM Com. 4/2020-SF      

SOSP Com. 4/2020-SF      

PART Com. 1/2019-SF

CAD PART Com. 1/2019-SF

ACC Com. 1/2019-SF

CAD Com. 2/2019-SF

Audited annual financial statements of supervised entities (individual and consolidated basis) Com. 4/2020-SF      

Audited annual financial statements of all the subsidiaries (individual and consolidated basis) Com. 4/2020-SF

Organisational chart Com. 5-EFI-AFI      

Long form report Com. 19-EFI-AFI      

AML/CFT Independent Expert Audit Com. 13-EFI-AFI      

Principle of relative importance Com. 9-EFI-AFI      

Report on Internal Capital Adequacy Assessment Processes (ICAAP) - 

Report on Internal Liquidity Adequacy Assessment Processes (ILAAP)

Llei 35/2018

Auditor's annual report on customer asset protection

Com. 7/2020-SF

* For entities that provide direct management services through omnibus accounts 

OTHER REPORTS Reference regulations Monthly Quarterly Semi-annual Annual
Fees Com. 27-EFI-AFI
*    

* Reporting performed recurrently without predifined periodicity

 

GURANTEE SCHEMES: SAGI Reference regulations Monthly Quarterly Semi-annual Annual
Annual calculation of the coverage base Com. 1/2019 CGSAGII  

PERIODIC REPORTING Reference regulations Monthly Quarterly Semi-annual Annual
FC0101v2 Com. 4/2020-SF  

   
FC0102v2 Com. 4/2020-SF  

   
FC0103v2 Com. 4/2020-SF  

   
FC02 Com. 4/2020-SF  

FC03 Com. 4/2020-SF  

FI0101v2 Com. 4/2020-SF  

FI0102v2 Com. 4/2020-SF  

FI0103v2 Com. 4/2020-SF  

FI02 Com. 4/2020-SF  

FI03 Com. 4/2020-SF  

   
FC0101v2AUD Com. 4/2020-SF      

FC0102v2AUD Com. 4/2020-SF      

FC0103v2AUD Com. 4/2020-SF      

FC02AUD Com. 4/2020-SF      

FC03AUD Com. 4/2020-SF      

FI0101v2AUD Com. 4/2020-SF      

FI0102v2AUD Com. 4/2020-SF      

FI0103v2AUD Com. 4/2020-SF      

FI02AUD Com. 4/2020-SF      

FI03AUD Com. 4/2020-SF      

CA1 Com. 4/2020-SF  

*

CA2 Com. 4/2020-SF  

*

CA3 Com. 4/2020-SF  

*

BENEF Com. 4/2020-SF  

PERSONAL Com. 4/2020-SF  

GESTCART Com. 4/2020-SF  

GDIC Com. 4/2020-SF  

DIPGDIC Com. 4/2020-SF  

ASSESS Com. 4/2020-SF  

SERVEIS Com. 4/2020-SF  

ASSEG Com. 4/2020-SF      

INCENTIUS Com. 4/2020-SF      

PERFIL Com. 4/2020-SF      

RECLAM Com. 4/2020-SF      

SOSP Com. 4/2020-SF      

PART Com. 1/2019-SF

CAD PART Com. 1/2019-SF

ACC Com. 1/2019-SF

CAD Com. 2/2019-SF

Audited annual financial statements of supervised entities (individual and consolidated basis) Com. 4/2020-SF      

Audited annual financial statements of all the subsidiaries (individual and consolidated basis) Com. 4/2020-SF

Organisational chart Com. 5-EFI-SGP      

Long form report Com. 17-EFI-SGP      

AML/CFT Independent Expert Audit Com. 13-EFI-SGP      

Principle of relative importance Com. 9-EFI-SGP      

Report on Internal Capital Adequacy Assessment Processes (ICAAP) -

Report on Internal Liquidity Adequacy Assessment Processes (ILAAP)

Llei 35/2018

*

Auditor's annual report on Customer asset protection

 

Com. 7/2020-SF

* For entities that provide direct management services through omnibus accounts

 

OTHER REPORTS Reference regulations Monthly Quarterly Semi-annual Annual
Fees Com. 24-EFI-SGP *    

* Reporting performed recurrently without predifined periodicity

PERIODIC REPORTING Reference regulations Monthly Quarterly Semi-annual Annual
FC0101v2 Com. 4/2020-SF  

   
FC0102v2 Com. 4/2020-SF  

   
FC0103v2 Com. 4/2020-SF  

   
FC02 Com. 4/2020-SF  

FC03 Com. 4/2020-SF  

FI0101v2 Com. 4/2020-SF  

FI0102v2 Com. 4/2020-SF  

FI0103v2 Com. 4/2020-SF  

FI02 Com. 4/2020-SF  

FI03 Com. 4/2020-SF  

   
FC0101v2AUD Com. 4/2020-SF      

FC0102v2AUD Com. 4/2020-SF      

FC0103v2AUD Com. 4/2020-SF      

FC02AUD Com. 4/2020-SF      

FC03AUD Com. 4/2020-SF      

FI0101v2AUD Com. 4/2020-SF      

FI0102v2AUD Com. 4/2020-SF      

FI0103v2AUD Com. 4/2020-SF      

FI02AUD Com. 4/2020-SF      

FI03AUD Com. 4/2020-SF      

BENEF Com. 4/2020-SF  

PERSONAL Com. 4/2020-SF  

ASSESS Com. 4/2020-SF  

SERVEIS Com. 4/2020-SF  

ASSEG Com. 4/2020-SF      

INCENTIUS Com. 4/2020-SF      

PERFIL Com. 4/2020-SF      

RECLAM Com. 4/2020-SF      

SOSP Com. 4/2020-SF      

PART Com. 1/2019-SF

CAD PART Com. 1/2019-SF

ACC Com. 1/2019-SF

CAD Com. 2/2019-SF

Audited annual financial statements of supervised entities (individual and consolidated basis) Com. 4/2020-SF      

Audited annual financial statements of all the subsidiaries (individual and consolidated basis) Com. 4/2020-SF

Organisational chart Com. 5-EFI-ASF      

Principle of relative importance Com. 9-EFI-ASF      

 

OTHER REPORTS Reference regulations Monthly Quarterly Semi-annual Annual
Fees Com. 17-EFI-ASF *    

* Reporting performed recurrently without predifined periodicity