Technical Communiqué

Comunicat tècnic núm. 10/2023-SF

Coixí anticíclic 4t trimestre 2023

Sep 29, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Solvency | Macroprudential

Comunicat tècnic núm. 9/2023-SF

Coixí anticíclic 3r trimestre 2023

Jun 28, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Solvency | Macroprudential

Comunicat tècnic núm. 8/2023-SF

Autoavaluació de la seguretat de les xarxes i dels sistemes d’informació

Jun 27, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | cybersecurity

Comunicat tècnic núm. 7/2023-SF

Data límit de presentació dels plans de recuperació

Jun 06, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Recovery & Resolution

Comunicat tècnic núm. 6/2023-SF

Calibratge dels indicadors dels plans de recuperació i les notificacions a l’AFA

Jun 06, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Recovery & Resolution

Comunicat tècnic núm. 5/2023-SF

Criteris de determinació de les funcions essencials i les branques d’activitat principals

Jun 06, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Recovery & Resolution

Comunicat tècnic núm. 4/2023-SF

Escenaris dels plans de recuperació

Jun 06, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Recovery & Resolution

Comunicat tècnic núm. 3/2023-SF

Acord d’ajut financer dins d’un grup

Jun 06, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Recovery & Resolution

Coixí anticíclic 2n trimestre 2023

Comunicat tècnic núm. 2/2023-SF

Mar 29, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Macroprudential | Solvency

Creació de noves entitats operatives del sistema financer

Comunicat tècnic núm. 1/2023-SF

Feb 14, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Administrative proceedings subject to authorization/registration | Operating conditions & requirements

Actualització de quotes tributàries de les taxes per a la prestació de serveis per part de l’AFA en base a l’evolució de l’IPC 2022

Comunicat tècnic núm. 1/2023-AFA

Jan 20, 2023 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products | Insurance and Reinsurance | Pension Funds and Plans | Mediators | Digital assets | Overseer | Proveïdors de serveis de finançament participatiu - Technical Communiqué - Fees and other expenses

Coixí anticíclic 1r trimestre 2023

Comunicat tècnic núm. 7-2022-SF

Dec 30, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Regulations | Macroprudential | Solvency

Coixí anticíclic 4t trimestre 2022

Comunicat tècnic núm. 6/2022-SF

Sep 30, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Regulations | Macroprudential | Solvency

Coixí de capital per a entitats d’importància sistèmica

Comunicat tècnic núm. 5/2022-SF

Aug 02, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products | Insurance and Reinsurance - Technical Communiqué - Regulations | Solvency | Macroprudential

Coixí anticíclic 3r trimestre 2022

Comunicat tècnic núm. 4/2022-SF

Jun 30, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Regulations | Macroprudential | Solvency

Classificació dels consellers

Comunicat tècnic núm. 3/2022-SF

May 09, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Operating conditions & requirements | Regulations | Corporate Governance

Renovació del càrrec dels membres del consell d’administració de les entitats operatives del sistema financer. Canvis i nomenaments dels membres de les comissions delegades

Comunicat tècnic núm. 6-2020-SF bis

May 09, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products | Financial Agents - Technical Communiqué - Corporate Governance | Administrative proceedings subject to authorization/registration

Avaluació de la idoneïtat

Comunicat tècnic núm. 3/2019-SF ter

May 09, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Operating conditions & requirements | Corporate Governance

Coixí anticíclic 2n trimestre 2022

Comunicat tècnic núm. 2/2022-SF

Mar 31, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Regulations | Macroprudential | Solvency

Aplicació de sancions internacionals

Comunicat tècnic núm. 2/2022-AFA

Mar 25, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products | Insurance and Reinsurance | Pension Funds and Plans | Mediators - Technical Communiqué - Regulations

Requisits aplicables als accionistes amb participació qualificada

Comunicat tècnic núm. 1/2021-SF bis

Jan 27, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Andorran CIS | Foreign CIS | Other Investment Products | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Corporate Governance | Administrative proceedings subject to authorization/registration

Avaluació de la idoneïtat

Comunicat tècnic núm. 3/2019-SF bis

Jan 27, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions - Technical Communiqué - Regulations | Operating conditions & requirements | Corporate Governance

Actes sotmesos a autorització prèvia i/o inscripció i altres comunicacions.

Comunicat tècnic núm. 1/2022-SF

Jan 25, 2022 - Banks | Collective Investment Schemes Management Companies | Financial Investment Companies | Financial Investment Agencies | Financial Advisors | Wealth Management Companies | Non-bank Specialized Credit Institutions | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Administrative proceedings subject to authorization/registration | Regulations

(DEROGAT) Actualització de quotes tributàries de les taxes per a la prestació de serveis per part de l’AFA en base a l’evolució de l’IPC 2021

Comunicat tècnic núm. 1/2022-AFA

Jan 24, 2022 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Insurance and Reinsurance | Other Investment Products - Technical Communiqué - Fees and other expenses

Coixí anticíclic 1r trimestre 2022

Comunicat tècnic núm. 4/2021-SF

Dec 30, 2021 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Regulations | Solvency | Macroprudential

Comunicació de potencials infraccions

Comunicat tècnic núm. 1/2021-AFA

Dec 10, 2021 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Insurance and Reinsurance - Technical Communiqué - Regulations

Coixí anticíclic 4t trimestre 2021

Comunicat núm. 3/2021-SF

Oct 01, 2021 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Regulations | Solvency | Macroprudential

Coixí anticíclic 4t trimestre 2021

Comunicat tècnic núm. 3/2021-SF

Oct 01, 2021 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Regulations | Solvency | Macroprudential

Coixí anticíclic 3r trimestre 2021

Comunicat tècnic núm. 2/2021-SF

Jul 01, 2021 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Regulations | Solvency | Macroprudential

Informe anual de l’auditor sobre protecció d’actius de clients

Comunicat tècnic núm. 7/2020-SF bis

May 10, 2021 - Banks | Non-bank Specialized Credit Institutions | Financial Investment Companies | Financial Investment Agencies | Wealth Management Companies | Financial Advisors | Collective Investment Schemes Management Companies | Financial Agents | Payment Institutions | Electronic Money Institutions | Andorran CIS | Foreign CIS | Other Investment Products - Technical Communiqué - Periodic information to be submitted | Investor protection