Reporting to the supervisor
COREP
Technical Communiqué 255/19 EBA reporting framework 2.8
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
COREP |
|
|
|
|
|
|
RG 680 |
CAPITAL ADEQUACY |
|
|
|
|
|
RG 680 |
C 01.00 |
Own funds |
CA1 |
Monthly |
Quarterly |
|
RG 680 |
C 02.00 |
Own funds requirements |
CA2 |
Monthly |
Quarterly |
|
RG 680 |
C 03.00 |
Capital ratios |
CA3 |
Monthly |
Quarterly |
|
RG 680 |
C 04.00 |
Memorandum items: |
CA4 |
Quarterly |
Quarterly |
|
RG 680 |
TRANSITIONAL PROVISIONS |
|
|
|
|
|
RG 680 |
C 05.01 |
Transitional provisions |
CA5.1 |
Quarterly |
Quarterly |
|
RG 680 |
C 05.02 |
Grandfathered instruments: instruments not constituing state aid |
CA5.2 |
Quarterly |
Quarterly |
|
RG 680 |
GROUP SOLVENCY |
|
|
|
|
|
RG 680 |
C 06.01 |
Group solvency: information on affiliates - total |
GS Total |
-- |
Semi-annual |
|
RG 680 |
C 06.02 |
Group solvency: information on affiliates |
GS |
-- |
Semi-annual |
|
RG 680 |
|
CREDIT RISK |
|
|
|
|
RG 680 |
C 07.00 |
Credit and counterparty credit risks and free deliveries: standardised approach to capital requirements |
CR SA |
Quarterly |
Quarterly |
|
RG 680 |
GEOGRAPHICAL BREAKDOWN |
|
|
|
|
|
RG 680 |
C 09.01 |
Table 9.1 - geographical breakdown of exposures by residence of the obligor (sa exposures) |
CR GB 1 |
Quarterly |
Quarterly |
|
RG 680 |
C 09.04 |
Table 9.4 - breakdown of credit exposures relevant for the calculation of the countercyclical buffer by country and institution-specific countercyclical buffer rate |
CCB |
Quarterly |
Quarterly |
|
RG 680 |
C 11.00 |
Settlement/delivery risk |
CR SETT |
Quarterly |
Quarterly |
|
RG 680 |
C 12.00 |
Credit risk: securitisations - standardised approach to own funds requirements |
CR SEC SA |
Quarterly |
Quarterly |
|
RG 680 |
C 14.00 |
Detailed information on securitisations |
CR SEC Details |
Semi-annual |
Semi-annual |
|
RG 680 |
OPERATIONAL RISK |
|
|
|
|
|
RG 680 |
C 16.00 |
Operational risk |
OPR |
Quarterly |
Quarterly |
|
RG 680 |
Operational risk: losses and recoveries |
|
|
|
|
|
RG 680 |
C 17.01 |
Operational risk: losses and recoveries by business lines and event types in the last year |
OPR DETAILS 1 |
Semi-annual |
Semi-annual |
|
RG 680 |
C 17.02 |
Operational risk: large loss events |
OPR DETAILS 2 |
Semi-annual |
Semi-annual |
|
RG 680 |
|
MARKET RISK |
|
|
|
|
RG 680 |
C 18.00 |
Market risk: standardised approach for position risks in traded debt instruments |
MKR SA TDI |
Quarterly |
Quarterly |
|
RG 680 |
C 19.00 |
Market risk: standardised approach for specific risk in securitisations |
MKR SA SEC |
Quarterly |
Quarterly |
|
RG 680 |
C 20.00 |
Market risk: standardised approach for specific risk in the correlation trading portfolio |
MKR SA CTP |
Quarterly |
Quarterly |
|
RG 680 |
C 21.00 |
Market risk: standardised approach for position risk in equities |
MKR SA EQU |
Quarterly |
Quarterly |
|
RG 680 |
C 22.00 |
Market risk: standardised approaches for foreign exchange risk |
MKR SA FX |
Quarterly |
Quarterly |
|
RG 680 |
C 23.00 |
Market risk: standardised approaches for commodities |
MKR SA COM |
Quarterly |
Quarterly |
|
RG 680 |
C 25.00 |
Credit value adjustment risk |
CVA |
Quarterly |
Quarterly |
|
RG 680 |
PRUDENT VALUATION |
|
|
|
|
|
RG 680 |
C 32.01 |
Prudent valuation: fair-valued assets and liabilities |
PRUVAL 1 |
Quarterly |
Quarterly |
|
RG 680 |
C 32.02 |
Prudent valuation: core approach |
PRUVAL 2 |
Quarterly |
Quarterly |
|
RG 680 |
C 32.03 |
Prudent valuation: model risk ava |
PRUVAL 3 |
Quarterly |
Quarterly |
|
RG 680 |
C 32.04 |
Prudent valuation: concentrated positions ava |
PRUVAL 4 |
Quarterly |
Quarterly |
|
RG 680 |
GENERAL GOVERNMENTS EXPOSURES |
|
|
|
|
|
RG 680 |
C 33.00 |
General governments exposures by country of the counterparty |
GOV |
Semi-annual |
Semi-annual |
FINREP
Technical Communiqué 255/19 EBA reporting framework 2.8
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
FINREP |
|
|
|
|
|
|
RG 680 |
PART 1 |
|
|
|
|
|
RG 680 |
Balance Sheet Statement [Statement of Financial Position] |
|
|
|
|
|
RG 680 |
F 01.01 |
Balance Sheet Statement: assets |
-- |
Monthly |
Quarterly |
|
RG 680 |
F 01.02 |
Balance Sheet Statement: liabilities |
-- |
Monthly |
Quarterly |
|
RG 680 |
F 01.03 |
Balance Sheet Statement: equity |
-- |
Monthly |
Quarterly |
|
RG 680 |
F 02.00 |
Statement of profit or loss |
-- |
Monthly |
Quarterly |
|
RG 680 |
F 03.00 |
Statement of comprehensive income |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Breakdown of financial assets by instrument and by counterparty sector |
|
|
||
|
RG 680 |
F 04.01 |
Breakdown of financial assets by instrument and by counterparty sector: financial assets held for trading |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 04.02.1 |
Breakdown of financial assets by instrument and by counterparty sector: non-trading financial assets mandatorily at fair value through profit or loss |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 04.02.2 |
Breakdown of financial assets by instrument and by counterparty sector: financial assets designated at fair value through profit or loss |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 04.03.1 |
Breakdown of financial assets by instrument and by counterparty sector: financial assets at fair value through other comprehensive income |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 04.04.1 |
Breakdown of financial assets by instrument and by counterparty sector: financial assets at amortised cost |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 04.05 |
Subordinated financial assets |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 05.01 |
Breakdown of non-trading Loans and advances by product |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 06.01 |
Breakdown of loans and advances other than held for trading to non-financial corporations by NACE codes |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 07.00 |
Financial assets subject to impairment that are past due |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 07.01 |
Financial assets subject to impairment that are past due |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Breakdown of financial liabilities |
|
|
|
|
|
RG 680 |
F 08.01 |
Breakdown of financial liabilities by product and by counterparty sector |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 08.02 |
Subordinated financial liabilities |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Loan commitments, financial guarantees and other commitments |
|
|
|
|
|
RG 680 |
F 09.01.1 |
Off-balance sheet exposures : loan commitments, financial guarantees and other commitments given |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 09.02 |
Loan commitments, financial guarantees and other commitments received |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 10.00 |
Derivatives - Trading and economic hedges |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Hedge accounting |
|
|
|
|
|
RG 680 |
F 11.01 |
Derivatives - Hedge accounting: Breakdown by type of risk and type of hedge |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 11.03 |
Non-derivative hedging instruments: Breakdown by accounting portfolio and type of hedge |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 11.04 |
Hedged items in fair value hedges |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Movements in allowances and provisions for credit losses |
|
|
|
|
|
RG 680 |
F 12.01 |
Movements in allowances and provisions for credit losses |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 12.02 |
Transfers between impairment stages (gross basis presentation) |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Collateral and guarantees received |
|
|
|
|
|
RG 680 |
F 13.01 |
Breakdown of collateral and guarantees by loans and advances other than held for trading |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 13.02 |
Collateral obtained by taking possession during the period [held at the reporting date] |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 13.03 |
Collateral obtained by taking possession [tangible assets] accumulated |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 14.00 |
Fair value hierarchy: financial instruments at fair value |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 15.00 |
Derecognition and financial liabilities associated with transferred financial assets |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Breakdown of selected statement of profit or loss items |
|
|
|
|
|
RG 680 |
F 16.01 |
Interest income and expenses by instrument and counterparty sector |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 16.02 |
Gains or losses on derecognition of financial assets and liabilities not measured at fair value through profit or loss by instrument |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 16.03 |
Gains or losses on financial assets and liabilities held for trading and trading financial assets and trading financial liabilities by instrument |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 16.04 |
Gains or losses on financial assets and liabilities held for trading and trading financial assets and trading financial liabilities by risk |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 16.04.1 |
Gains or losses on non-trading financial assets mandatorily at fair value through profit or loss by instrument |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 16.05 |
Gains or losses on financial assets and liabilities designated at fair value through profit or loss by instrument |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 16.06 |
Gains or losses from hedge accounting |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 16.07 |
Impairment on non-financial assets |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Reconciliation between accounting and CRR scope of consolidation: Balance Sheet |
|
|
||
|
RG 680 |
F 17.01 |
Reconciliation between accounting and CRR scope of consolidation: Assets |
-- |
-- |
Quarterly |
|
RG 680 |
F 17.02 |
Reconciliation between accounting and CRR scope of consolidation: Off-balance sheet exposures - loan commitments, financial guarantees and other commitments given |
-- |
-- |
Quarterly |
|
RG 680 |
F 17.03 |
Reconciliation between accounting and CRR scope of consolidation: Liabilities |
-- |
-- |
Quarterly |
|
RG 680 |
F 18.00 |
Performing and non-performing exposures |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 19.00 |
Forborne exposures |
-- |
Quarterly |
Quarterly |
|
RG 680 |
PART 2 |
|
|
|
|
|
RG 680 |
Geographical breakdown |
|
|
|
|
|
RG 680 |
F 20.01 |
Geographical breakdown of assets by location of the activities |
-- |
-- |
Quarterly |
|
RG 680 |
F 20.02 |
Geographical breakdown of liabilities by location of the activities |
-- |
-- |
Quarterly |
|
RG 680 |
F 20.03 |
Geographical breakdown of main statement of profit or loss items by location of the activities |
-- |
-- |
Quarterly |
|
RG 680 |
F 20.04 |
Geographical breakdown of assets by residence of the counterparty |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 20.05 |
Geographical breakdown of off-balance sheet exposures by residence of the counterparty |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 20.06 |
Geographical breakdown of liabilities by residence of the counterparty |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 20.07.1 |
Geographical breakdown by residence of the counterparty of loans and advances other than held for trading to non-financial corporations by NACE codes |
-- |
-- |
Quarterly |
|
RG 680 |
F 21.00 |
Tangible and intangible assets: assets subject to operating lease |
-- |
Quarterly |
Quarterly |
|
RG 680 |
Asset management, custody and other service functions |
|
|
|
|
|
RG 680 |
F 22.01 |
Fee and commission income and expenses by activity |
-- |
Quarterly |
Quarterly |
|
RG 680 |
F 22.02 |
Assets involved in the services provided |
-- |
Quarterly |
Quarterly |
|
RG 680 |
PART 3 |
|
|
|
|
|
RG 680 |
Off-balance sheet activities: interests in unconsolidated structured entities |
|
|
||
|
RG 680 |
F 30.01 |
Interests in unconsolidated structured entities |
-- |
-- |
Semi-annual |
|
RG 680 |
F 30.02 |
Breakdown of interests in unconsolidated structured entities by nature of the activities |
-- |
-- |
Semi-annual |
|
RG 680 |
Related parties |
|
|
|
|
|
RG 680 |
F 31.01 |
Related parties: amounts payable to and amounts receivable from |
-- |
Semi-annual |
Semi-annual |
|
RG 680 |
F 31.02 |
Related parties: expenses and income generated by transactions with |
-- |
Semi-annual |
Semi-annual |
|
RG 680 |
PART 4 |
|
|
|
|
|
RG 680 |
Group structure |
|
|
|
|
|
RG 680 |
F 40.1 |
Group structure: "entity-by-entity" |
-- |
-- |
Annual |
|
RG 680 |
F 40.02 |
Group structure: "instrument-by-instrument" |
-- |
-- |
Annual |
|
RG 680 |
Fair value |
|
|
|
|
|
RG 680 |
F 41.01 |
Fair value hierarchy: financial instruments at amortised cost |
-- |
Annual |
Annual |
|
RG 680 |
F 41.02 |
Use of the Fair Value Option |
-- |
Annual |
Annual |
|
RG 680 |
F 42.00 |
Tangible and intangible assets: carrying amount by measurement method |
-- |
Annual |
Annual |
|
RG 680 |
F 43.00 |
Provisions |
-- |
Annual |
Annual |
|
RG 680 |
Defined benefit plans and employee benefits |
|
|
|
|
|
RG 680 |
F 44.01 |
Components of net defined benefit plan assets and liabilities |
-- |
Annual |
Annual |
|
RG 680 |
F 44.02 |
Movements in defined benefit plan obligations |
-- |
Annual |
Annual |
|
RG 680 |
F 44.03 |
Memo items [related to staff expenses] |
-- |
Annual |
Annual |
|
RG 680 |
Breakdown of selected items of statement of profit or loss |
|
|
|
|
|
RG 680 |
F 45.01 |
Gains or losses on financial assets and liabilities designated at fair value through profit or loss by accounting portfolio |
-- |
Annual |
Annual |
|
RG 680 |
F 45.02 |
Gains or losses on derecognition of non-financial assets other than held for sale and investments in subsidiaries, joint ventures and associates |
-- |
Annual |
Annual |
|
RG 680 |
F 45.03 |
Other operating income and expenses |
-- |
Annual |
Annual |
|
RG 680 |
F 46.00 |
Statement of changes in equity |
-- |
Annual |
Annual |
IP LOSSES
Technical Communiqué 255/19 EBA reporting framework 2.8
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
IP LOSSES |
|
|
|
|
|
|
RG 680 |
IP LOSSES |
|
|
|
|
|
RG 680 |
C 15.00 |
Exposures and losses from lending collateralised by immovable property |
CR IP LOSSES |
Semi-annual |
Semi-annual |
LARGE EXPOSURES
Technical Communiqué 255/19 EBA reporting framework 2.8
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
LARGE EXPOSURES |
|
|
|
|
|
|
RG 680 |
C 26.00 |
Large Exposures limits |
LE LIMITS |
Monthly |
Quarterly |
|
RG 680 |
C 27.00 |
Identification of the counterparty |
LE 1 |
Monthly |
Quarterly |
|
RG 680 |
C 28.00 |
Exposures in the non-trading and trading book |
LE 2 |
Monthly |
Quarterly |
|
RG 680 |
C 29.00 |
Detail of the exposures to individual clients within groups of connected clients |
LE 3 |
Quarterly |
Quarterly |
|
RG 680 |
C 30.00 |
Maturity buckets of the exposures in the non-trading and trading book |
LE 4 |
Quarterly |
Quarterly |
|
RG 680 |
C 31.00 |
Maturity buckets of exposures to individual clients within groups of connected clients |
LE 5 |
Quarterly |
Quarterly |
LEVERAGE RATIO
Technical Communiqué 255/19 EBA reporting framework 2.8
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
LEVERAGE RATIO |
|
|
|
|
|
|
RG 680 |
C 47.00 |
Leverage ratio calculation |
LRCalc |
Quarterly |
Quarterly |
|
RG 680 |
C 40.00 |
Alternative treatment of the exposure measure |
LR1 |
Quarterly |
Quarterly |
|
RG 680 |
C 41.00 |
On- and Off-Balance Sheet items - Additional breakdown of exposures |
LR2 |
Quarterly |
Quarterly |
|
RG 680 |
C 42.00 |
Alternative definition of capital |
LR3 |
Quarterly |
Quarterly |
|
RG 680 |
C 43.00 |
Alternative breakdown of leverage ratio exposure measure components |
LR4 |
Quarterly |
Quarterly |
|
RG 680 |
C 44.00 |
General information |
LR5 |
Quarterly |
Quarterly |
LIQUIDITY
Technical Communiqué 255/19 EBA reporting framework 2.8
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
LIQUIDITY |
|
|
|
|
|
|
RG 680 |
STABLE FUNDING TEMPLATES |
|
|
|
|
|
RG 680 |
Part V - Stable funding |
|
|
|
|
|
RG 680 |
C 60.00 |
Stable funding - items requiring stable funding |
-- |
Quarterly |
Quarterly |
|
RG 680 |
C 61.00 |
Stable funding - items providing stable funding |
-- |
Quarterly |
Quarterly |
|
RG 680 |
LIQUIDITY COVERAGE TEMPLATES |
|
|
|
|
|
RG 680 |
Part I - Liquid assets |
|
|
|
|
|
RG 680 |
C 72.00 |
Liquidity coverage - liquid assets |
|
Monthly |
Monthly |
|
RG 680 |
Part II - Outflows |
|
|
|
|
|
RG 680 |
C 73.00 |
Liquidity coverage - outflows |
|
Monthly |
Monthly |
|
RG 680 |
|
Part III - Inflows |
|
|
|
|
RG 680 |
C 74.00 |
Liquidity coverage - inflows |
|
Monthly |
Monthly |
|
RG 680 |
Part IV - Collateral swaps |
|
|
|
|
|
RG 680 |
C 75.00 |
Liquidity coverage - collateral swaps |
|
Monthly |
Monthly |
|
RG 680 |
Part V - Calculations |
|
|
|
|
|
RG 680 |
C 76.00 |
Liquidity coverage - calculations |
|
Monthly |
Monthly |
ASSET ENCUMBRANCE
Technical Communiqué 255/19 EBA reporting framework 2.8
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
ASSET ENCUMBRANCE |
|
|
|
||
|
RG 680 |
PART A - ENCUMBRANCE OVERVIEW |
|
|
|
|
|
RG 680 |
F 32.01 |
Assets of the reporting institution |
AE-ASS |
Quarterly |
Quarterly |
|
RG 680 |
F 32.02 |
Collateral received |
AE-COL |
Quarterly |
Quarterly |
|
RG 680 |
F 32.03 |
Own covered bonds and ABSs issued and not yet pledged |
AE-NPL |
Quarterly |
Quarterly |
|
RG 680 |
F 32.04 |
Sources of encumbrance |
AE-SOU |
Quarterly |
Quarterly |
|
RG 680 |
PART B - MATURITY DATA |
|
|
|
|
|
RG 680 |
F 33.00 |
Maturity data |
AE-MAT |
Quarterly |
Quarterly |
|
RG 680 |
PART C - CONTINGENT ENCUMBRANCE |
|
|
|
|
|
RG 680 |
F 34.00 |
Contingent encumbrance |
AE-CONT |
Annual |
Annual |
|
RG 680 |
PART D - COVERED BONDS |
|
|
|
|
|
RG 680 |
F 35.00 |
Covered bonds issuance |
AE-CB |
Quarterly |
Quarterly |
|
RG 680 |
PART E - ADVANCED DATA |
|
|
|
|
|
RG 680 |
F 36.01 |
Advanced data. Part i |
AE-ADV1 |
Semi-annual |
Semi-annual |
|
RG 680 |
F 36.02 |
Advanced data. Part ii |
AE-ADV2 |
Semi-annual |
Semi-annual |
AMM
Technical Communiqué 255/19 EBA reporting framework 2.8
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
AMM |
|
|
|
|
|
|
RG 680 |
ADDITIONAL MONITORING TOOLS TEMPLATES |
|
|
|
|
|
RG 680 |
C 67.00 |
Concentration of funding by counterparty |
-- |
Quarterly |
Quarterly |
|
RG 680 |
C 68.00 |
Concentration of funding by product type |
-- |
Quarterly |
Quarterly |
|
RG 680 |
C 69.00 |
Prices for various lengths of funding |
-- |
Quarterly |
Quarterly |
|
RG 680 |
C 70.00 |
Roll-over of funding |
-- |
Quarterly |
Quarterly |
|
RG 680 |
CONCENTRATION OF COUNTERBALANCING CAPACITY TEMPLATES |
|
|
|
|
|
RG 680 |
C 71.00 |
Concentration of counterbalancing capacity by issuer |
-- |
Quarterly |
Quarterly |
|
RG 680 |
MATURITY LADDER TEMPLATE |
|
|
|
|
|
RG 680 |
C 66.01 |
Maturity ladder template |
-- |
Quarterly |
Quarterly |
Statistical data - ECB
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
ESTADÍSTICA |
|
|
|
|
|
|
RG 1071-1075 |
ESTAD EB 1 |
Table 1: Monetary Financial Institutions: Balance Sheet Assets |
-- |
Quarterly |
-- |
|
RG 1071-1075 |
ESTAD EB 2 |
Table 2: Monetary Financial Institutions: Balance Sheet Liabilities |
-- |
Quarterly |
-- |
|
RG 1071-1075 |
ESTAD EB 3 |
Table 3: New business volumes and interest rates |
-- |
Quarterly |
-- |
|
RG 1071-1075 |
ESTAD EB 4 |
Table 4: Non-consolidated financial assets – Stocks |
-- |
Quarterly |
-- |
|
RG 1071-1075 |
ESTAD EB 5 |
Table 5: Non-consolidated liabilities – Stocks |
-- |
Quarterly |
-- |
Other financial information
Technical Communiqué 255/19 Technical Communiqué 04/2020-SF bis
|
Frequency |
|||||
|
Template origin |
Template code |
Template name |
Short name |
INDIVIDUAL |
CONSOLIDATED |
|
ALTRA INFORMACIÓ |
|
|
|
||
|
AFA |
RG |
Recursos gestionats de clients |
-- |
Semestriel |
|
|
AFA |
CV2 |
Detall dels instruments de patrimoni, dels valors representatius de deute i dels derivats |
-- |
Quarterly |
|
|
AFA |
ICCG |
Inversió creditícia a clients |
-- |
Semestriel | |
|
AFA |
EBIF |
Detall de les posicions de bancs i entitats de crèdit i altres intermediaris financers |
-- |
Quarterly |
|
|
AFA |
AA |
Actius Adjudicats |
-- |
Annuel | |
|
AFA |
SPC |
Procés de consolidació |
-- |
Semestriel | |
|
AFA |
R1 |
Informació diversa en funció de la residència de clients |
-- |
Quarterly |
|
|
AFA |
DC1 |
Grau de concentració dels dipòsits de clients |
-- |
Annuel |
|
|
AFA |
RTI |
Risc de tipus d'interès |
-- |
-- |
Annuel |
|
AFA |
GESTCART |
Submission of periodic information to be sent to the AFA through the SuperA application (Com. 4/2020-SF bis) |
-- |
Quarterly |
-- |
|
AFA |
GDIC |
-- |
Quarterly |
-- |
|
|
AFA |
DIPGDIC |
-- |
Quarterly |
-- |
|
|
AFA |
SERVEIS |
-- |
Quarterly |
-- |
|
|
AFA |
ASSESS |
-- |
Quarterly |
-- |
|
|
AFA |
INTERM |
-- |
Quarterly |
-- |
|
|
AFA |
INCENTIUS |
-- |
-- |
Annual |
|
|
AFA |
PERFIL |
-- |
-- |
Annual |
|
|
AFA |
RECLAM |
-- |
-- |
Annual |
|
|
AFA |
SOSP |
-- |
-- |
Annual |
|
Reports
| Document | Reference regulations | Doc name on an individual basis | Doc name on a consolidated basis | Monthly | Quarterly | Semi-annual | Annual |
| Audited annual financial statements of supervised entities (individual and consolidated basis) | Com. 248/17 | -- | -- | ||||
| Annex to the audited financial statements | Law 35/2018 | -- | -- | ||||
| Audited annual financial statements of all the subsidiaries (individual and consolidated basis) | Com. 248/17 | -- | -- | ||||
| Report on Internal Capital & Liquidity Adequacy Assessment Processes (IACL) | Com. 263/20 | -- | -- | ||||
| Solvency report | Law 35/2018 |
-- | -- | ||||
| Internal control and Internal audit annual reports | Llei 8/2013 | -- | -- | ||||
| Long form report | Com. 157/03 | -- | -- | ||||
| AML/CFT Independent Expert Audit | Com. 173/07 | -- | -- | ||||
| Rating report | Com. 86 | -- | -- | ||||
| Fees | Com. 236/14 | -- | * | ||||
| Detail on subsidiaries and information on external auditors | Com. 1/2019-SF | PART | |||||
| Corporate Governance: composition of top management of subsidiaries | Com. 1/2019-SF | CAD PART | |||||
| Details on shareholders of financial entities | Com. 1/2019-SF | ACC | |||||
| Corporate Governance: details on top management | Com. 2/2019-SF | CAD | |||||
| Auditor's annual report on customer asset protection | Com. 7/2020-SF |
*Reporting made recurrently without a defined frequency
Payment methods
| Document | Reference regulations | Doc name | Monthly | Quarterly | Semi-annual | Annual |
| Assessment of the operational and security risks associated with the payment services they provide, as well as the adequacy of the palliative measures and the control mechanisms applied | Com. 259/19 | -- | ||||
| Statistical data on fraud related to different methods of payment | Com. 260/19 | Informe incidents greus |
Gurantee Schemes: FAGADI - SAGI
Check section Gurantee Schemes
| Document | Reference regulations | Doc name | Monthly | Quarterly | Semi-annual | Annual |
|
FAGADI Annual calculation of the coverage base |
Com. 1/2019 CGFAGADI | FGDAUD-CGFAGADI (Com 1-2019) | ||||
|
SAGI Annual calculation of the coverage base |
Com. 1/2019 CGSAGII | SGIAUD-CGSAGI (Com 1-2019) |
Euros: CNA - CNAM
Check Law 17/2013 Check Regulation Check Euros section
|
Document |
Reference regulations | Doc name | Monthly | Quarterly | Semi-annual | Annual |
|
CNA Bills treatment |
Com EME-01/2019 | Doc MTB |
|
|||
|
CNAM Coins treatment |
Com EME-01/2018 | Doc MTM |
|