Reporting al supervisor

Comunicat tècnic 255/19         EBA reporting framework 2.8

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

COREP

 

 

 

 

 

RG 680

CAPITAL ADEQUACY

 

 

 

RG 680

C 01.00

Own funds

CA1

Mensual

Mensual

RG 680

C 02.00

Own funds requirements

CA2

Mensual

Mensual

RG 680

C 03.00

Capital ratios

CA3

Mensual

Mensual

RG 680

C 04.00

Memorandum items:

CA4

Trimestral

Trimestral

RG 680

TRANSITIONAL PROVISIONS

 

 

 

RG 680

C 05.01

Transitional provisions

CA5.1

Trimestral

Trimestral

RG 680

C 05.02

Grandfathered instruments: instruments not constituing state aid

CA5.2

Trimestral

Trimestral

RG 680

GROUP SOLVENCY

 

 

 

RG 680

C 06.01

Group solvency: information on affiliates - total

GS Total

--

Semestral

RG 680

C 06.02

Group solvency: information on affiliates

GS

--

Semestral

RG 680

 

 CREDIT RISK 

 

 

 

RG 680

C 07.00

Credit and counterparty credit risks and free deliveries: standardised approach to capital requirements

CR SA

Trimestral

Trimestral

RG 680

GEOGRAPHICAL BREAKDOWN

 

 

 

RG 680

C 09.01

Table 9.1 - geographical breakdown of exposures by residence of the obligor (sa exposures)

CR GB 1

Trimestral

Trimestral

RG 680

C 09.04

Table 9.4 - breakdown of credit exposures relevant for the calculation of the countercyclical buffer by country and institution-specific countercyclical buffer rate

CCB

Trimestral

Trimestral

RG 680

C 11.00

Settlement/delivery risk

CR SETT

Trimestral

Trimestral

RG 680

C 12.00

Credit risk: securitisations - standardised approach to own funds requirements

CR SEC SA

Trimestral

Trimestral

RG 680

C 14.00

Detailed information on securitisations

CR SEC Details

Semestral

Semestral

RG 680

OPERATIONAL RISK

 

 

 

RG 680

C 16.00

Operational risk

OPR

Trimestral

Trimestral

RG 680

Operational risk: losses and recoveries

 

 

 

RG 680

C 17.01

Operational risk: losses and recoveries by business lines and event types in the last year

OPR DETAILS 1

Semestral

Semestral

RG 680

C 17.02

Operational risk: large loss events

OPR DETAILS 2

Semestral

Semestral

RG 680

 

 MARKET RISK 

 

 

 

RG 680

C 18.00

Market risk: standardised approach for position risks in traded debt instruments

MKR SA TDI

Trimestral

Trimestral

RG 680

C 19.00

Market risk: standardised approach for specific risk in securitisations

MKR SA SEC

Trimestral

Trimestral

RG 680

C 20.00

Market risk: standardised approach for specific risk in the correlation trading portfolio

MKR SA CTP

Trimestral

Trimestral

RG 680

C 21.00

Market risk: standardised approach for position risk in equities

MKR SA EQU

Trimestral

Trimestral

RG 680

C 22.00

Market risk: standardised approaches for foreign exchange risk

MKR SA FX

Trimestral

Trimestral

RG 680

C 23.00

Market risk: standardised approaches for commodities

MKR SA COM

Trimestral

Trimestral

RG 680

C 25.00

Credit value adjustment risk

CVA

Trimestral

Trimestral

RG 680

PRUDENT VALUATION

 

 

 

RG 680

C 32.01

Prudent valuation: fair-valued assets and liabilities

PRUVAL 1

Trimestral

Trimestral

RG 680

C 32.02

Prudent valuation: core approach

PRUVAL 2

Trimestral

Trimestral

RG 680

C 32.03

Prudent valuation: model risk ava

PRUVAL 3

Trimestral

Trimestral

RG 680

C 32.04

Prudent valuation: concentrated positions ava

PRUVAL 4

Trimestral

Trimestral

RG 680

GENERAL GOVERNMENTS EXPOSURES

 

 

 

RG 680

C 33.00

General governments exposures by country of the counterparty

GOV

Semestral

Semestral

Comunicat tècnic 255/19         EBA reporting framework 2.8

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

FINREP

 

 

 

 

 

RG 680

PART 1

 

 

 

 

RG 680

Balance Sheet Statement [Statement of Financial Position]

 

 

 

RG 680

F 01.01

Balance Sheet Statement: assets

--

Mensual

Mensual

RG 680

F 01.02

Balance Sheet Statement: liabilities

--

Mensual

Mensual

RG 680

F 01.03

Balance Sheet Statement: equity

--

Mensual

Mensual

RG 680

F 02.00

Statement of profit or loss

--

Mensual

Mensual

RG 680

F 03.00

Statement of comprehensive income

--

Trimestral

Trimestral

RG 680

Breakdown of financial assets by instrument and by counterparty sector

 

 

RG 680

F 04.01

Breakdown of financial assets by instrument and by counterparty sector: financial assets held for trading

--

Trimestral

Trimestral

RG 680

F 04.02.1

Breakdown of financial assets by instrument and by counterparty sector: non-trading financial assets mandatorily at fair value through profit or loss

--

Trimestral

Trimestral

RG 680

F 04.02.2

Breakdown of financial assets by instrument and by counterparty sector: financial assets designated at fair value through profit or loss

--

Trimestral

Trimestral

RG 680

F 04.03.1

Breakdown of financial assets by instrument and by counterparty sector: financial assets at fair value through other comprehensive income

--

Trimestral

Trimestral

RG 680

F 04.04.1

Breakdown of financial assets by instrument and by counterparty sector: financial assets at amortised cost

--

Trimestral

Trimestral

RG 680

F 04.05

Subordinated financial assets

--

Trimestral

Trimestral

RG 680

F 05.01

Breakdown of non-trading Loans and advances by product

--

Trimestral

Trimestral

RG 680

F 06.01

Breakdown of loans and advances other than held for trading to non-financial corporations by NACE codes

--

Trimestral

Trimestral

RG 680

F 07.00

Financial assets subject to impairment that are past due

--

Trimestral

Trimestral

RG 680

F 07.01

Financial assets subject to impairment that are past due

--

Trimestral

Trimestral

RG 680

Breakdown of financial liabilities

 

 

 

RG 680

F 08.01

Breakdown of financial liabilities by product and by counterparty sector

--

Trimestral

Trimestral

RG 680

F 08.02

Subordinated financial liabilities

--

Trimestral

Trimestral

RG 680

Loan commitments, financial guarantees and other commitments

 

 

 

RG 680

F 09.01.1

Off-balance sheet exposures : loan commitments, financial guarantees and other commitments given

--

Trimestral

Trimestral

RG 680

F 09.02

Loan commitments, financial guarantees and other commitments received

--

Trimestral

Trimestral

RG 680

F 10.00

Derivatives - Trading and economic hedges

--

Trimestral

Trimestral

RG 680

Hedge accounting

 

 

 

RG 680

F 11.01

Derivatives - Hedge accounting: Breakdown by type of risk and type of hedge

--

Trimestral

Trimestral

RG 680

F 11.03

Non-derivative hedging instruments: Breakdown by accounting portfolio and type of hedge

--

Trimestral

Trimestral

RG 680

F 11.04

Hedged items in fair value hedges

--

Trimestral

Trimestral

RG 680

Movements in allowances and provisions for credit losses

 

 

 

RG 680

F 12.01

Movements in allowances and provisions for credit losses

--

Trimestral

Trimestral

RG 680

F 12.02

Transfers between impairment stages (gross basis presentation)

--

Trimestral

Trimestral

RG 680

Collateral and guarantees received

 

 

 

RG 680

F 13.01

Breakdown of collateral and guarantees by loans and advances other than held for trading

--

Trimestral

Trimestral

RG 680

F 13.02

Collateral obtained by taking possession during the period [held at the reporting date]

--

Trimestral

Trimestral

RG 680

F 13.03

Collateral obtained by taking possession [tangible assets] accumulated

--

Trimestral

Trimestral

RG 680

F 14.00

Fair value hierarchy: financial instruments at fair value

--

Trimestral

Trimestral

RG 680

F 15.00

Derecognition and financial liabilities associated with transferred financial assets

--

Trimestral

Trimestral

RG 680

Breakdown of selected statement of profit or loss items

 

 

 

RG 680

F 16.01

Interest income and expenses by instrument and counterparty sector

--

Trimestral

Trimestral

RG 680

F 16.02

Gains or losses on derecognition of financial assets and liabilities not measured at fair value through profit or loss by instrument

--

Trimestral

Trimestral

RG 680

F 16.03

Gains or losses on financial assets and liabilities held for trading and trading financial assets and trading financial liabilities by instrument

--

Trimestral

Trimestral

RG 680

F 16.04

Gains or losses on financial assets and liabilities held for trading and trading financial assets and trading financial liabilities by risk

--

Trimestral

Trimestral

RG 680

F 16.04.1

Gains or losses on non-trading financial assets mandatorily at fair value through profit or loss by instrument

--

Trimestral

Trimestral

RG 680

F 16.05

Gains or losses on financial assets and liabilities designated at fair value through profit or loss by instrument

--

Trimestral

Trimestral

RG 680

F 16.06

Gains or losses from hedge accounting

--

Trimestral

Trimestral

RG 680

F 16.07

Impairment on non-financial assets

--

Trimestral

Trimestral

RG 680

Reconciliation between accounting and CRR scope of consolidation: Balance Sheet

 

 

RG 680

F 17.01

Reconciliation between accounting and CRR scope of consolidation: Assets

--

--

Trimestral

RG 680

F 17.02

Reconciliation between accounting and CRR scope of consolidation: Off-balance sheet exposures -  loan commitments, financial guarantees and other commitments given

--

--

Trimestral

RG 680

F 17.03

Reconciliation between accounting and CRR scope of consolidation: Liabilities

--

--

Trimestral

RG 680

F 18.00

Performing and non-performing exposures

--

Trimestral

Trimestral

RG 680

F 19.00

Forborne exposures

--

Trimestral

Trimestral

RG 680

PART 2

 

 

 

 

RG 680

Geographical breakdown

 

 

 

RG 680

F 20.01

Geographical breakdown of assets by location of the activities

--

--

Trimestral

RG 680

F 20.02

Geographical breakdown of liabilities by location of the activities

--

--

Trimestral

RG 680

F 20.03

Geographical breakdown of main statement of profit or loss items by location of the activities

--

--

Trimestral

RG 680

F 20.04

Geographical breakdown of assets by residence of the counterparty  

--

Trimestral

Trimestral

RG 680

F 20.05

Geographical breakdown of off-balance sheet exposures by residence of the counterparty

--

Trimestral

Trimestral

RG 680

F 20.06

Geographical breakdown of liabilities by residence of the counterparty

--

Trimestral

Trimestral

RG 680

F 20.07.1

Geographical breakdown by residence of the counterparty of loans and advances other than held for trading to non-financial corporations by NACE codes

--

--

Trimestral

RG 680

F 21.00

Tangible and intangible assets: assets subject to operating lease

--

Trimestral

Trimestral

RG 680

Asset management, custody and other service functions

 

 

 

RG 680

F 22.01

Fee and commission income and expenses by activity

--

Trimestral

Trimestral

RG 680

F 22.02

Assets involved in the services provided

--

Trimestral

Trimestral

RG 680

PART 3

 

 

 

 

RG 680

Off-balance sheet activities: interests in unconsolidated structured entities

 

 

RG 680

F 30.01

Interests in unconsolidated structured entities

--

--

Semestral

RG 680

F 30.02

Breakdown of interests in unconsolidated structured entities by nature of the activities

--

--

Semestral

RG 680

Related parties

 

 

 

 

RG 680

F 31.01

Related parties: amounts payable to and amounts receivable from

--

Semestral

Semestral

RG 680

F 31.02

Related parties: expenses and income generated by transactions with

--

Semestral

Semestral

RG 680

PART 4

 

 

 

 

RG 680

Group structure

 

 

 

 

RG 680

F 40.1

Group structure: "entity-by-entity"

--

--

Anual

RG 680

F 40.02

Group structure: "instrument-by-instrument"

--

--

Anual

RG 680

Fair value

 

 

 

 

RG 680

F 41.01

Fair value hierarchy: financial instruments at amortised cost

--

Anual

Anual

RG 680

F 41.02

Use of the Fair Value Option

--

Anual

Anual

RG 680

F 42.00

Tangible and intangible assets: carrying amount by measurement method

--

Anual

Anual

RG 680

F 43.00

Provisions

--

Anual

Anual

RG 680

Defined benefit plans and employee benefits

 

 

 

RG 680

F 44.01

Components of net defined benefit plan assets and liabilities

--

Anual

Anual

RG 680

F 44.02

Movements in defined benefit plan obligations

--

Anual

Anual

RG 680

F 44.03

Memo items [related to staff expenses]

--

Anual

Anual

RG 680

Breakdown of selected items of statement of profit or loss

 

 

 

RG 680

F 45.01

Gains or losses on financial assets and liabilities designated at fair value through profit or loss by accounting portfolio

--

Anual

Anual

RG 680

F 45.02

Gains or losses on derecognition of non-financial assets other than held for sale and investments in subsidiaries, joint ventures and associates

--

Anual

Anual

RG 680

F 45.03

Other operating income and expenses

--

Anual

Anual

RG 680

F 46.00

Statement of changes in equity

--

Anual

Anual

Comunicat tècnic 255/19         EBA reporting framework 2.8

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

IP LOSSES

 

 

 

 

RG 680

IP LOSSES

 

 

 

 

RG 680

C 15.00

Exposures and losses from lending collateralised by immovable property

CR IP LOSSES

Semestral

Semestral

Comunicat tècnic 255/19         EBA reporting framework 2.8

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

LARGE EXPOSURES

 

 

 

 

RG 680

C 26.00

Large Exposures limits

LE LIMITS

Mensual

Mensual

RG 680

C 27.00

Identification of the counterparty

LE 1

Mensual

Mensual

RG 680

C 28.00

Exposures in the non-trading and trading book

LE 2

Mensual

Mensual

RG 680

C 29.00

Detail of the exposures to individual clients within groups of connected clients

LE 3

Trimestral

Trimestral

RG 680

C 30.00

Maturity buckets of the exposures in the non-trading and trading book

LE 4

Trimestral

Trimestral

RG 680

C 31.00

Maturity buckets of exposures to individual clients within groups of connected clients

LE 5

Trimestral

Trimestral

Comunicat tècnic 255/19         EBA reporting framework 2.8

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

LEVERAGE RATIO

 

 

 

 

RG 680

C 47.00

Leverage ratio calculation

LRCalc

Trimestral

Trimestral

RG 680

C 40.00

Alternative treatment of the exposure measure

LR1

Trimestral

Trimestral

RG 680

C 41.00

On- and Off-Balance Sheet items - Additional breakdown of exposures

LR2

Trimestral

Trimestral

RG 680

C 42.00

Alternative definition of capital

LR3

Trimestral

Trimestral

RG 680

C 43.00

Alternative breakdown of leverage ratio exposure measure components

LR4

Trimestral

Trimestral

RG 680

C 44.00

General information

LR5

Trimestral

Trimestral

Comunicat tècnic 255/19         EBA reporting framework 2.8

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

LIQUIDITY

 

 

 

 

RG 680

STABLE FUNDING TEMPLATES

 

 

 

RG 680

Part V - Stable funding

 

 

 

RG 680

C 60.00

Stable funding - items requiring stable funding

--

Trimestral

Trimestral

RG 680

C 61.00

Stable funding - items providing stable funding

--

Trimestral

Trimestral

RG 680

LIQUIDITY COVERAGE TEMPLATES

 

 

 

RG 680

Part I - Liquid assets

 

 

 

RG 680

C 72.00

Liquidity coverage - liquid assets

 

Mensual

Mensual

RG 680

Part II - Outflows

 

 

 

RG 680

C 73.00

Liquidity coverage - outflows

 

Mensual

Mensual

RG 680

 

 Part III - Inflows

 

 

 

RG 680

C 74.00

Liquidity coverage - inflows

 

Mensual

Mensual

RG 680

Part IV - Collateral swaps

 

 

 

RG 680

C 75.00

Liquidity coverage - collateral swaps

 

Mensual

Mensual

RG 680

Part V - Calculations

 

 

 

RG 680

C 76.00

Liquidity coverage - calculations

 

Mensual

Mensual

Comunicat tècnic 255/19         EBA reporting framework 2.8

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

ASSET ENCUMBRANCE

 

 

 

RG 680

PART A - ENCUMBRANCE OVERVIEW

 

 

 

RG 680

F 32.01

Assets of the reporting institution

AE-ASS

Trimestral

Trimestral

RG 680

F 32.02

Collateral received

AE-COL

Trimestral

Trimestral

RG 680

F 32.03

Own covered bonds and ABSs issued and not yet pledged

AE-NPL

Trimestral

Trimestral

RG 680

F 32.04

Sources of encumbrance

AE-SOU

Trimestral

Trimestral

RG 680

PART B - MATURITY DATA

 

 

 

RG 680

F 33.00

Maturity data

AE-MAT

Trimestral

Trimestral

RG 680

PART C - CONTINGENT ENCUMBRANCE

 

 

 

RG 680

F 34.00

Contingent encumbrance

AE-CONT

Anual

Anual

RG 680

PART D - COVERED BONDS

 

 

 

RG 680

F 35.00

Covered bonds issuance

AE-CB

Trimestral

Trimestral

RG 680

PART E - ADVANCED DATA

 

 

 

RG 680

F 36.01

Advanced data. Part i

AE-ADV1

Semestral

Semestral

RG 680

F 36.02

Advanced data. Part ii

AE-ADV2

Semestral

Semestral

Comunicat tècnic 255/19         EBA reporting framework 2.8

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

AMM

 

 

 

 

 

RG 680

ADDITIONAL MONITORING TOOLS TEMPLATES

 

 

 

RG 680

C 67.00

Concentration of funding by counterparty

--

Trimestral

Trimestral

RG 680

C 68.00

Concentration of funding by product type

--

Trimestral

Trimestral

RG 680

C 69.00

Prices for various lengths of funding

--

Trimestral

Trimestral

RG 680

C 70.00

Roll-over of funding

--

Trimestral

Trimestral

RG 680

CONCENTRATION OF COUNTERBALANCING CAPACITY TEMPLATES

 

 

 

RG 680

C 71.00

Concentration of counterbalancing capacity by issuer

--

Trimestral

Trimestral

RG 680

MATURITY LADDER TEMPLATE

 

 

 

RG 680

C 66.01

   Maturity ladder template

--

Trimestral

Trimestral

Comunicat tècnic 255/19

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

ESTADÍSTICA

 

 

 

 

RG 1071-1075

ESTAD EB 1

Table 1: Monetary Financial Institutions: Balance Sheet Assets

--

Trimestral

--

RG 1071-1075

ESTAD EB 2

Table 2: Monetary Financial Institutions: Balance Sheet Liabilities 

--

Trimestral

--

RG 1071-1075

ESTAD EB 3

Table 3: New business volumes and interest rates

--

Trimestral

--

RG 1071-1075

ESTAD EB 4

Table 4: Non-consolidated financial assets – Stocks

--

Trimestral

--

RG 1071-1075

ESTAD EB 5

Table 5: Non-consolidated liabilities – Stocks        

--

Trimestral

--

Comunicat tècnic 255/19

Periodicitat

Origen plantilla

Codi plantilla

Nom plantilla

Nom curt

INDIVIDUAL

CONSOLIDAT

ALTRA INFORMACIÓ

 

 

 

AFA

RG

Recursos gestionats de clients

--

Trimestral

AFA

CV2

Detall dels instruments de patrimoni, dels valors representatius de deute i dels derivats

--

Trimestral

AFA

ICCG

Inversió creditícia a clients

--

Trimestral

AFA

EBIF

Detall de les posicions de bancs i entitats de crèdit i altres intermediaris financers

--

Trimestral

AFA

AA

Actius Adjudicats

--

Trimestral

AFA

SPC

Procés de consolidació

--

Trimestral

AFA

R1

Informació diversa en funció de la residència de clients

--

Trimestral

AFA

DC1

Grau de concentració dels dipòsits de clients

--

Trimestral

AFA

RTI

Risc de tipus d'interès

--

--

Trimestral

AFA

GESTCART

Dades sobre els serveis d'inversió / auxiliars / activitat complementària duta a terme per l’entitat (Com 213/11)

--

Trimestral

--

AFA

GDIC

--

Trimestral

--

AFA

DIPGDIC

--

Trimestral

--

AFA

SERVEIS

--

Trimestral

--

AFA

ASSESS

--

Trimestral

--

AFA

INTERM

--

Trimestral

--

Document Normativa de referència Nom Doc en base individual Nom Doc en base consolidada Mensual Trimestral Semestral Anual
Estats financers anuals auditats (Individuals i Consolidats) - Entitats Bancàries Com. 248/17 -- --      

Estats financers anuals auditats (Individuals i Consolidats) - Entitats participades Com. 248/17 -- --      

Informe amb l'opinió d’auditoria interna en relació amb el disseny i l’efectivitat operativa del sistema de control intern i de gestió de riscos de l’entitat Llei 8/2013 -- --      

Informe complementàri d'auditoria Com. 157/03 -- --      

Informe anyal de blanqueig Com. 173/07 -- --      

Informe de ràting Com. 86 -- --      

Document Normativa de referència Nom Doc en base individual Nom Doc en base consolidada Mensual Trimestral Semestral Anual
Tarifes Com. 236/14 -- -- *

 * Reporting realitzat recurrentment sense una periodicitat fixa prestablerta

Consultar apartat Fons de garantia

Document Normativa de referència Nom Doc Mensual Trimestral Semestral Anual

FAGADI

Càlcul anual de la base de cobertura

Com. 1/2019 CGFAGADI FGDAUD-CGFAGADI (Com 1-2019)    

SAGI

Càlcul anual de la base de cobertura

Com. 1/2019 CGSAGII SGIAUD-CGSAGI (Com 1-2019)    

Consultar Llei 17/2013   Consultar Reglament    Consultar apartat Euros

Document

Normativa de referència Nom Doc Mensual Trimestral Semestral Anual

CNA

Tractament de bitllets

Com EME-01/2019 Doc MTB *      

CNAM

Tractament de monedes

Com EME-01/2018 Doc MTM *      

 * Reporting realitzat recurrentment sense una periodicitat fixa prestablerta